CERT-In + FIU-IND Compliance for Crypto & VDA

CERT-In Cyber Audit & FIU-IND Compliance Services for Crypto Exchanges & VDA Providers

End-to-end security, AML/CFT and governance for India’s digital asset ecosystem. ISECURION is a CERT-In empanelled auditor offering integrated cyber + FIU-IND (PMLA) compliance audits for exchanges, custodial wallets, NFT platforms and VDA service providers.

See Scope of Work Request Free Consultation
CERT-In Empaneled Auditor
FIU-IND / PMLA Expertise
Wallet & Key Management
FINnet Reporting Tests
Request CERT-In & FIU-IND Readiness Check

High-level gap summary, timeline & effort estimate for
CERT-In + FIU audits.

captcha

By submitting you agree to our privacy policy.

Overview

Security & Compliance for Crypto Exchanges and VDA Providers

India’s digital asset ecosystem is now under tighter regulatory oversight. CERT-In and FIU-IND (under the Prevention of Money Laundering Act - PMLA) require robust cybersecurity, KYC/KYB, AML/CFT controls, and reporting mechanisms for crypto exchanges, custodial wallet providers, and Virtual Digital Asset (VDA) service providers. ISECURION provides an integrated compliance and cybersecurity program combining CERT-In security assessments with FIU-IND / PMLA compliance validation to help VDA companies operate securely and meet regulatory expectations.

CERT-In Empaneled Audits

Conducted by CERT-In empanelled auditors to meet mandatory cybersecurity compliance guidelines applicable to Indian crypto exchanges and VDA platforms.

FIU-IND & PMLA Compliance

Comprehensive review of AML/CFT policies, KYC/KYB procedures, CDD processes, STR/CTR reporting obligations, and FINnet reporting readiness in line with FIU-IND notifications for VDA service providers.

Wallet & Blockchain Security

Security assessment of wallet infrastructure, private key protection, HSM implementation, multi-signature mechanisms, blockchain node security, API controls, and transaction risk monitoring.

Who We Help

Designed for Every Organisation Handling Virtual Digital Assets (VDAs)

Crypto Exchanges

Centralized, hybrid, peer-to-peer or matching engine trading platforms operating within India or serving Indian customers.

Custodial Wallets

Hot, warm and cold wallet providers, self-custody infrastructure operators, and institutional crypto custody platforms.

NFT Marketplaces & Launchpads

NFT trading platforms, token launchpads, collectors' marketplaces, and token sale ecosystems operating within the VDA ecosystem.

VDA Service Providers (VDASPs)

Reporting entities registered under FIU-IND, including on-ramp/off-ramp providers, VDA brokers, marketplace operators, and payment-integrated crypto services.

DeFi Integrators & API Platforms

Blockchain API providers, node operators, oracle systems, DeFi bridges, automated smart-contract-based systems, and Web3 infrastructure APIs.

Web3 Startups & Infrastructure Providers

Startups and service providers managing identity, transactions, blockchain infrastructure, user funds, or developing decentralized systems for India’s VDA ecosystem.

Scope of Work

What We Assess - CERT-In + FIU-IND Dual Layer Audit

A. CERT-In Cybersecurity Audit
  • Infrastructure & Cloud: architecture, VPC, security groups, segmentation, encryption, IAM, workload isolation.
  • Application Security: Web, mobile & API pentesting, OWASP Top 10, business logic abuse, trading engine security, session & authentication controls.
  • Blockchain & Node Security: node hardening, RPC endpoint protection, mempool monitoring, chain reorg resilience & double-spend prevention.
  • Wallet & Key Management: HSM setups, multi-sig, MPC wallets, seed backup procedures, cold/warm/hot wallet segregation & access governance.
  • Monitoring & Logs: SIEM, IDS/IPS, threat hunting, anomaly detection, CERT-In mandated 180-day log retention & forensic readiness.
  • Incident Response & Forensics: CERT-In incident reporting processes, wallet compromise playbooks, chain-of-custody procedures & forensic evidence preservation.
B. FIU-IND / PMLA / AML-CFT Compliance
  • FIU Registration: reporting entity validation, FIU-IND onboarding, FINnet 2.0 readiness & compliance documentation review.
  • AML/CFT Policy: alignment with PMLA obligations, risk scoring, sanctions screening (UNSC/OFAC), politically exposed person (PEP) checks.
  • KYC / CDD / KYB: user onboarding audits, identity verification, ongoing due diligence, enhanced due diligence (EDD) for high-risk profiles.
  • Transaction Monitoring (TMS): rule-based models, velocity checks, structuring detection, layering identification, suspicious behaviour patterns & automated alert workflows.
  • STR/CTR/NTR: suspicious transaction reports, cash transaction reports, non-profit transaction reports — format compliance & test submissions via FINnet portal.
  • Governance & Training: principal officer & designated director validation, AML/CFT training verification, periodic audit checks & governance scorecard.
Methodology

How We Execute: Step-by-Step

1
Discovery & Requirement Mapping

Architecture walkthrough, KYC/TMS process mapping and scoping of critical systems.

2
Evidence Collection

Collect logs, policies, FINnet samples, configs and access for assessment.

3
Cybersecurity Assessment

VAPT (external/internal), config review, source code review for critical modules.

4
AML/CFT & TMS Audit

Rule set review, test alerts, STR/CTR/NTR workflow validation and KYC effectiveness checks.

5
Gap Analysis & Remediation

Prioritised remediation roadmap, architectural recommendations and policy updates.

6
Final Report & Certification

CERT-In compliant audit report, FIU-IND readiness summary and executive presentation.

Value Adds

What Sets ISECURION Apart

CERT-In Empaneled Auditor

Authorized to perform mandatory CERT-In audits - assurance of compliance and credibility.

Specialised Crypto &
VDA Expertise

Deep experience with exchanges, wallets, node ops and on-chain/off-chain integrations.

Combined Cyber + AML Program

One integrated audit across CERT-In, FIU-IND and PMLA for efficient remediation and reporting.

Faster Turnaround

Optimised engagement flow for crypto platforms - typically 2 to 3 weeks.

Source Code & API Coverage

Manual + automated review for critical components like trading engines, AML modules and APIs.

vCISO & Post-audit Support

Continuous advisory, remediation assistance and investor/bank due-diligence support.

Deliverables

What You Will Receive

Executive Report

Board-ready summary & risk scorecard.

Technical Evidence Pack

Logs, PoCs, timelines and forensic artifacts.

Remediation Roadmap

Prioritised fixes with owners and timelines.

Final Certification

CERT-In report alignment & FIU-IND readiness summary.

Optional add-ons: vCISO, continuous compliance monitoring, SOC 2 readiness & implementation support.
FAQs

Frequently Asked Questions - CERT-In & FIU-IND for VDA

Yes. CERT-In mandates cybersecurity audits for crypto exchanges and VDA service providers; only CERT-In empanelled auditors may perform these audits.

Yes. VDA service providers are required to register with FIU-IND as Reporting Entities and to maintain AML/CFT controls under the PMLA framework.

CERT-In cyber audits are typically annual and required after major changes or incidents. FIU-IND assessments and AML reviews should be performed annually, with continuous monitoring for TMS/KYC processes.

Reporting includes Suspicious Transaction Reports (STR), Cash Transaction Reports (CTR), and other statutory reports via the FINnet portal as applicable. We help test and validate these flows.

Critical systems include wallets (hot/warm/cold), trading engines, authentication/identity systems, blockchain nodes, APIs and KYC systems — CERT-In requires full assessment coverage of such systems.

Yes, we provide remediation roadmaps, technical guidance and hands-on implementation support where required, including forensic and incident response assistance.

Yes. As part of FIU-IND readiness we perform test filings and workflow checks on the FINnet portal to verify reporting accuracy and timeliness.

Yes, we offer vCISO services, continuous compliance monitoring, periodic audits and control health checks to maintain regulatory posture.

Absolutely. We support foreign exchanges and VDA providers with CERT-In audit preparation, FIU-IND alignment and local regulatory readiness for servicing Indian users.

Contact ISECURION at info@isecurion.com or submit the snapshot form. We'll schedule a discovery call, review the SOW and provide a timeline and scope tailored to your platform.

Prepare for CERT-In & FIU-IND Audits with ISECURION

Book a free readiness discussion and receive a tailored SOW, effort estimate and timeline.

Schedule a Call
WhatsApp